FCA LICENSE — UK

Financial Conduct Authority

The FCA is an independent body that regulates the financial services industry in the United Kingdom and was created under the Financial Services and Markets Act 2000 (FSMA). The FCA aims to promote efficient, orderly and fair financial markets through its 4 statutory objectives of maintaining:

  • Market confidence
  • Financial stability
  • Consumer protection
  • Reduction of financial crime

 

Why apply for a FCA License
  • The FCA is one of the leading global regulatory bodies
  • Under the Financial Services Compensation Scheme, clients who trade with FCA licensed brokers are entitled to claim up to £85,000 of the value of their investments in the event of a broker default. This assurance would go a long way in helping your firm attract more clients.

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